Investment Fraud - Prime Bank Fraud, Promissory Note Fraud and Broker Fraud  

This course delves into the subject of investment fraud shedding light on specific areas to include prime bank fraud, promissory note fraud, advisor fraud, broker fraud, penny stock fraud and insider trading. In order to paint the picture, case studies have been included for each type of fraud. This course is most beneficial to professionals new to investment fraud who may be at the staff or entry level in organization but also for a seasoned professional with limited exposure to investment fraud.

This course meets the requirements to qualify for the Association of Certified Fraud Examiners (CFE) fraud category, but it does not meet the requirements for California Fraud credit because it is not specifically focused on the prevention, detection, and/or reporting of fraud affecting financial statements.